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Portfolio Compliance Officer, Mercer Investments
Management & Exec · MMC Corporate · New York, NYAt Mercer, we're creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what you loo...4 weeks ago on InsuranceJobsTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Richmond, VANYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Wilmington, DENYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · McLeanNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Chicago, ILNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Plano, TXNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · New York, NYNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...4 weeks ago on Professional Diversity NetworkTools -
Privacy and Compliance Officer
Management & Exec · VMR Strategic Solutions · Columbia, MDJob Type: Full Time Location: Columbia, Md. Clearance: TS/SCI w/Polygraph VMR Strategic Solutions is seeking a Privacy and Compliance Officer. Are you interested in joining a dynamic team that provides crucial support to USCYBERCOM’s internal comm...4 weeks ago on StaffingSot - Recruiting SoftwareTools -
Senior Compliance Officer (Inspector (Specialist) 3))
Management & Exec · The Government Of Nova Scotia · DartmouthCompetition # : 40296 Department: Service Nova Scotia Location: DARTMOUTH Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 14-Sep-23 ( Applications are accepted until 11:59 PM Atlantic Time) About Us At Service Nova Scotia, w...4 weeks ago on ListedBuyTools -
Chief Compliance Officer, Brokerage
Management & Exec · Robinhood · New York, NYAbout the team + role The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker dealers. The candidate will serve as an advisor for Robinhood Financial a...TopUSAJobs.com ·4 weeks ago on TopUSAJobsTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...4 weeks ago on JobvertiseTools -
Senior Compliance Officer
Management & Exec · MY Ria Lawyer · RemoteThe Senior Compliance Officer is a professional who Loves all things compliance and helping firms improve their compliance programs. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal cand...4 weeks ago on WizeHireTools -
Compliance Officer (Program Admin Officer 3)
Management & Exec · The Government Of Nova Scotia · HalifaxCompetition # : 42625 Department: Finance and Treasury Board Location: HALIFAX Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 09-May-24 (Applications are accepted until 11:59 PM Atlantic Time) About Us At the Nova Scotia De...Over 4 weeks ago on ListedBuyTools -
Compliance Officer
Management & Exec · Hull… Financial Services Hull East Riding A GBP 29,000 : A GBP 31,500 per annum plus bonus Permanent office: based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well: established company based in ...Over 4 weeks ago on ListedBuyTools -
Compliance Executive
Management & Exec · SRG · Coatham Mundeville… Insurance Gibraltar Competitive Salary Package Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compli...Over 4 weeks ago on ListedBuyTools